PROFESSIONAL DISCIPLINARY UPDATE 
JULY 2008

In this eNewsletter:



Professional
Disciplinary Contacts



Robert Carr 

Direct Dial:
0131 625 7278

Email:
robert.carr
@andersonstrathern.co.uk

Judy Williamson

Direct Dial:
0131 625 7286

Email:
judy.williamson
@andersonstrathern.co.uk
 







Catriona Watt 

Direct Dial:
0131 625 7215

Email:
catriona.watt
@andersonstrathern.co.uk
 

 

Jonathan Guy

Direct Dial:
0131 625 7299

Email:
jonathan.guy
@andersonstrathern.co.uk
  

Robert Fife

Direct Dial:
0131 625 7293

Email:
robert.fife
@andersonstrathern.co.uk
  

 

Andrew Lothian

Direct Dial:
0131 625 7284

Email:
andrew.lothian
@andersonstrathern.co.uk
 

Frank Gill

Direct Dial:
0131 625 8179

Email:
frank.gill
@andersonstrathern.co.uk
 


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Fiona Graham v Nursing and Midwifery Council (2008) CSIH 45

The Inner House of the Court of Session has issued an important judgement in an appeal from a decision of the Nursing & Midwifery Council to remove a nurse’s name from the nursing register.  The Inner House decided that this was a case where the sanction imposed was excessive and disproportionate and therefore it ought to interfere with the decision of a specialist professional disciplinary panel and substitute its own sanction. The case is a further example of the growing Scottish jurisprudence in professional disciplinary cases.

 

Summary

In Graham v NMC the court decided that:

  • The test to be applied was whether the penalty imposed was excessive and disproportionate (per Ghosh v General Medical Council [2001] 1WLR 1915).
  • The purpose of a sanction includes consideration of matters such as the punishment of the practitioner; protection of the public; and protection of the reputation of the profession.
  • The Professional Conduct Committee (PCC) wrongly took into account material it should not have done and ignored other material.
  • The interests of natural justice required that the disposal for Ms Graham should have taken some account of the failure to take action against another nurse who had some involvement in the incident complained of.
  • It is of the utmost importance in considering disposal that a professional conduct committee should assess and evaluate each topic relevant to disposal from whatever source and arrive at an appropriate sentence.
  • The decision to strike off Ms Graham was excessive and disproportionate.  The court substituted a caution.


Facts

Fiona Graham had been a qualified nurse for more than 35 years.  On 24 March 2004, she was on duty at Glenochil Prison with another nurse, Nurse A.  Both nurses  had to deliver insulin pens to three diabetic patients for self-administration.  Each pen consisted of a syringe containing the insulin and a cap.  The name of the patient was written on the cap of the insulin pen as the pens were intend for repeat use by the individual patients, although there was no identification on the syringe.  Ms Graham inadvertently attached the wrong caps to two of the syringes. After the insulin pens had been distributed and the patients had administered their medication, one of the patients advised Ms Graham that his insulin pen cap showed the name of another of  the patients.  Ms Graham and Nurse A thereafter failed to follow standard procedures for “needlestick” injuries as was required by such an incident.  Ms Graham believed that the correct dosages of insulin had been administered to the correct patients in their own syringes and that there was therefore no  need to report the incident. 

The charges before the NMC related to a failure to check that the insulin pen was the correct pen; a failure to institute needlestick injury precautions; a failure to make a note of the incident in the patient’s records and a failure to report the incident.  The PCC decided to strike off Ms Graham and remove her name from the nursing register.


Findings

The Inner House recognised that it should generally be reluctant to interfere with a decision made by a professional conduct committee, particularly when the appeal relates to the question of sanction.  The appropriate test to be applied was whether the penalty imposed could properly be described as excessive and disproportionate (Ghosh v GMC [2001] 1 WLR 1915).  It was necessary to consider the purposes of sanction including matters such as the punishment of the practitioner, the protection of the public and the protection of the reputation of the profession.  The court found that while the PCC properly took into account the failure on the part of Ms Graham to appreciate the significance of her failure in professional duty at the time of the incident, they wrongly attributed to her a lack of remorse and approached the matter of her previous good record of professional conduct by concentrating solely on her failure to produce references and testimonials where a reason was given for this failure.

The court  decided that the PCC had taken into account some material which they should not have done and ignored other material  which was not disputed.  It also considered the issue of comparative justice in that no action had been taken against Nurse A.  The court said that the disposal in Mrs Graham’s case, in the interests of natural justice, should have taken into account to some extent the failure to take any action against Nurse A, who on the face of it appeared also to have been in part similarly responsible for what occurred or did not occur after the incident.

The court therefore found that the decision to strike off Ms Graham was  excessive and disproportionate.  The court  quashed that decision and substituted a caution.


Conclusion

The judgement in Graham v NMC provides guidance on the test which must be applied when considering whether a sanction should be set aside.  This case is an example of one of the rare occasions when a court decides to interfere with the decision of a professional body and substitute its own decision.  The Inner House has also made clear that the conduct committee of a professional body must  assess and evaluate each topic relevant to disposal from whatever source and arrive at an appropriate sentence.

To access the judgement click here.


Further information

Anderson Strathern’s Regulatory, Healthcare and Public Law team acted for Fiona Graham through her professional body, the Royal College of Nursing in this appeal.  The team acted for the General Medical Council (GMC) in the  recent case of Dr James Swanney –v- GMC (2008 SLT 646) and also in the first case in Scotland from a decision of the GMC (Dr Julie Mallon –v- GMC 2007 SLT 3720).

For further information on our professional disciplinary practice please contact Robert Carr.




 


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Click here to unsubscribe from all future ENewsletters from Anderson Strathern. Copyright 2004-2007 Anderson Strathern LLP. All rights reserved. Anderson Strathern LLP is a limited liability partnership registered in Scotland with Partnership No. SO301485. Registered office: 1 Rutland Court, Edinburgh EH3 8EY. 'Partner' denotes a member of, and all business is transacted for and on behalf of, Anderson Strathern LLP. A list of members' names is open to inspection at each of our offices. This article represents the law and best advice at the date of publication but the law can change very quickly and you are advised to contact us for up to the minute advice.